How Democracies Die
by Steven Levitsky, Daniel Ziblatt
8.3 / 10 35K ratings
- Language
- English
- Published
- 2018
- Publisher
- Crown
- Pages
- 312
- ISBN
- 9781524762933
Steven Levitsky and Daniel Ziblatt reveal how democracies in the 21st century often die not through violent coups, but subtly, at the hands of elected leaders. This analysis draws on historical examples from around the world to identify patterns of democratic backsliding. The authors argue that the strength of a democracy relies significantly on unwritten rules and shared understandings, rather than solely on constitutions and laws.
The book highlights two critical norms: mutual toleration, which is the acceptance of political opponents as legitimate rivals, and institutional forbearance, the exercise of restraint in deploying institutional prerogatives. When these unwritten guardrails erode, elected officials can gradually undermine democratic institutions from within, leading to a decline that may not involve overt authoritarianism but effectively dismantles the system. By examining how democracies have failed elsewhere, this work offers insights into the warning signs and potential pathways to safeguard democratic health.
The book highlights two critical norms: mutual toleration, which is the acceptance of political opponents as legitimate rivals, and institutional forbearance, the exercise of restraint in deploying institutional prerogatives. When these unwritten guardrails erode, elected officials can gradually undermine democratic institutions from within, leading to a decline that may not involve overt authoritarianism but effectively dismantles the system. By examining how democracies have failed elsewhere, this work offers insights into the warning signs and potential pathways to safeguard democratic health.
Subjects
- Literature & Fiction
- Genre Fiction
- United States
- History
- Political
- Law
- Christian Books & Bibles
- World
- Politics & Social Sciences
- Democracy
- Business & Economics
- Politics & Government
- Sociology
- Religion
- Social Science
- Political science
- Political Ideologies
- Modern
- American Government
- Religion, Politics & State
- Social History
- Ideologies & Doctrines
- Economic History
- Historiography
- United states, politics and government
- Comparative Politics
- Government
- Government & Business
- Political Culture
- Fascism & Totalitarianism
Original edition
How Democracies Die: What History Tells Us About the Best Way AheadOriginally published in 2018 English Viking
Other editions (10)
Listen to the summary Narrated summary
The grand stage of democracy, once thought to be safeguarded by ironclad constitutions and the vigilance of its people, now faces a peril far more insidious than the thunder of military coups. No longer do tanks roll through capital streets or generals seize power with a sudden, violent decree. Instead, the demise of democratic systems in the modern era unfolds subtly, incrementally, often at the hands of leaders who rise through the very electoral processes they then begin to dismantle. This slow, almost imperceptible erosion can be dangerously deceptive, maintaining a facade of legality even as the substance of self-governance drains away.
The strength of a democracy, it turns out, rests not merely on its written laws but on unwritten rules, the "soft guardrails" that prevent political competition from devolving into all-out war. Two such norms stand paramount: mutual toleration and institutional forbearance. Mutual toleration is the understanding that political rivals, despite their fierce disagreements, are legitimate competitors for power, not enemies to be vanquished or purged. Without it, the opposition transforms into a threat, and politics becomes a zero-sum battle for survival. Institutional forbearance, on the other hand, is the practice of restraint, where leaders refrain from wielding their legal powers to the absolute hilt, even when technically permissible. It is the wisdom to underuse certain prerogatives to preserve the spirit of democratic checks and balances, rather than engaging in "constitutional hardball" that could imperil the entire system.
But how does one identify a leader who might, wittingly or unwittingly, steer a democracy towards its end? There are four clear behavioral warning signs that serve as a litmus test. First, a politician might reject, in words or actions, the established democratic rules of the game. Second, they may deny the legitimacy of their political opponents, painting them as criminals, traitors, or outsiders. Third, a concerning sign is the toleration or even active encouragement of violence. Finally, a leader who shows a readiness to curtail the civil liberties of opponents, including a free press, signals a profound threat to democratic health.
Historically, political parties have acted as crucial gatekeepers, filtering out extremist demagogues and ensuring that only candidates committed to democratic norms could reach the mainstream. When these gatekeepers fail, either through opportunism, fear, or miscalculation, the path is cleared for figures who, once in power, begin to systematically undermine the institutions that elevated them. From Hugo Chávez in Venezuela to Alberto Fujimori in Peru, the pattern repeats: elected leaders use the very mechanisms of democracy - elections, referendums, legal reforms - to dismantle the judiciary, silence the media, and rewrite electoral rules to consolidate their own power, often all under the guise of improving governance or fighting corruption.
The chilling echoes of these foreign experiences have become increasingly audible within the United States. While American democracy has historically been robust, its unwritten norms of mutual toleration and institutional forbearance have shown signs of fraying, particularly in recent decades. The rise of intense partisan polarization, where political opponents are increasingly viewed as existential threats rather than legitimate rivals, has weakened the very foundations upon which the system relies. When political actors abandon restraint and embrace "constitutional hardball," the democratic guardrails weaken, making the system vulnerable to a leader exhibiting the four warning signs.
The erosion of these norms creates a dangerous feedback loop: as toleration diminishes, the temptation to abandon forbearance grows, leading to escalating acts of institutional sabotage. This gradual process can make it difficult for citizens to recognize the danger until it is too late, as the outward forms of democracy - elections, legislatures, courts - remain, even as their underlying spirit and function are hollowed out.
To safeguard democracy, a return to these essential unwritten rules is paramount. It demands that political parties rediscover their gatekeeping function, refusing to legitimize or ally with anti-democratic forces. It calls for leaders to exercise restraint and recognize the legitimacy of their opponents, even in times of deep division. This path is not about abandoning principle but about upholding the shared commitment to democratic processes themselves, ensuring that the competition for power remains within the bounds of mutual respect and institutional integrity.
The strength of a democracy, it turns out, rests not merely on its written laws but on unwritten rules, the "soft guardrails" that prevent political competition from devolving into all-out war. Two such norms stand paramount: mutual toleration and institutional forbearance. Mutual toleration is the understanding that political rivals, despite their fierce disagreements, are legitimate competitors for power, not enemies to be vanquished or purged. Without it, the opposition transforms into a threat, and politics becomes a zero-sum battle for survival. Institutional forbearance, on the other hand, is the practice of restraint, where leaders refrain from wielding their legal powers to the absolute hilt, even when technically permissible. It is the wisdom to underuse certain prerogatives to preserve the spirit of democratic checks and balances, rather than engaging in "constitutional hardball" that could imperil the entire system.
But how does one identify a leader who might, wittingly or unwittingly, steer a democracy towards its end? There are four clear behavioral warning signs that serve as a litmus test. First, a politician might reject, in words or actions, the established democratic rules of the game. Second, they may deny the legitimacy of their political opponents, painting them as criminals, traitors, or outsiders. Third, a concerning sign is the toleration or even active encouragement of violence. Finally, a leader who shows a readiness to curtail the civil liberties of opponents, including a free press, signals a profound threat to democratic health.
Historically, political parties have acted as crucial gatekeepers, filtering out extremist demagogues and ensuring that only candidates committed to democratic norms could reach the mainstream. When these gatekeepers fail, either through opportunism, fear, or miscalculation, the path is cleared for figures who, once in power, begin to systematically undermine the institutions that elevated them. From Hugo Chávez in Venezuela to Alberto Fujimori in Peru, the pattern repeats: elected leaders use the very mechanisms of democracy - elections, referendums, legal reforms - to dismantle the judiciary, silence the media, and rewrite electoral rules to consolidate their own power, often all under the guise of improving governance or fighting corruption.
The chilling echoes of these foreign experiences have become increasingly audible within the United States. While American democracy has historically been robust, its unwritten norms of mutual toleration and institutional forbearance have shown signs of fraying, particularly in recent decades. The rise of intense partisan polarization, where political opponents are increasingly viewed as existential threats rather than legitimate rivals, has weakened the very foundations upon which the system relies. When political actors abandon restraint and embrace "constitutional hardball," the democratic guardrails weaken, making the system vulnerable to a leader exhibiting the four warning signs.
The erosion of these norms creates a dangerous feedback loop: as toleration diminishes, the temptation to abandon forbearance grows, leading to escalating acts of institutional sabotage. This gradual process can make it difficult for citizens to recognize the danger until it is too late, as the outward forms of democracy - elections, legislatures, courts - remain, even as their underlying spirit and function are hollowed out.
To safeguard democracy, a return to these essential unwritten rules is paramount. It demands that political parties rediscover their gatekeeping function, refusing to legitimize or ally with anti-democratic forces. It calls for leaders to exercise restraint and recognize the legitimacy of their opponents, even in times of deep division. This path is not about abandoning principle but about upholding the shared commitment to democratic processes themselves, ensuring that the competition for power remains within the bounds of mutual respect and institutional integrity.
What other readers say
Liked
Reviewers widely praise this book as a well-researched and scholarly analysis of how democracies can decline. Written by Harvard academics, it provides a comprehensive historical overview of countries that transitioned from democratic to authoritarian rule, drawing examples from various regions including Latin America, Europe, and Asia. A key strength highlighted is the book's ability to isolate clear signals and outline four specific indicators of authoritarian behavior, explaining how these leaders often emerge through democratic means before gradually subverting established rules. The authors are commended for focusing on the crucial role of two unwritten norms - mutual toleration and institutional restraint - in maintaining democratic stability. Many found the book informative, well-written, and accessible to a general audience, offering an intelligent and objective perspective on the underlying causes of democratic erosion rather than engaging in personal or vindictive commentary. Its detailed exploration of historical precedents and the strategies employed by elected authoritarians to consolidate power is considered highly valuable for understanding the mechanisms of democratic decline.
Disliked
Despite its strengths, the book also drew criticism from several reviewers. A common complaint is its perceived excessive focus on one specific nation's recent political events, leading some to feel it became an "anti-leader" narrative or aligned too closely with one political viewpoint. Critics argue the authors sometimes exhibit a bias, interpreting any challenge to established political dominance as an "attack on democracy," and overlooking potential missteps or problematic behaviors from the opposing side. Some found the proposed solutions to be disappointing, lacking practical foundation, or even undemocratic in their suggestion of "gatekeeping" by political elites to screen candidates. The book is also criticized for sometimes oversimplifying complex historical events by grouping various authoritarian regimes under a single framework without sufficiently analyzing unique social and economic phenomena or external influences, such as foreign government support for certain dictatorships. A few reviewers also pointed out perceived contradictions in the authors' arguments or felt that certain historical characterizations were incomplete.
In short
Ultimately, this book is seen as a timely and sobering examination of the fragility of democratic systems. While some reviewers expressed frustration with its perceived biases or lack of comprehensive solutions, many consider it a vital resource for understanding the subtle, often legal, ways in which democracies can erode into authoritarian states. The book's core message - that democracy is not self-sustaining and requires active vigilance, adherence to unwritten norms, and a commitment from political actors to mutual respect and forbearance - resonates strongly. It serves as a warning, urging readers to recognize the importance of these "guardrails" and to consider how to foster cross-cutting allegiances and broad pro-democratic coalitions. This book is highly recommended for anyone interested in history, political science, and the mechanisms of democratic survival, particularly those who wish to understand the potential threats to democratic institutions in their own countries and globally, and are willing to engage with a thought-provoking, albeit sometimes controversial, analysis.
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